Prudential Financial

The COMMAND Account
Many people manage multiple accounts, i.e., separate checking and investment (mutual funds, CDs¹, UITs, annuities, bonds, or stock²) accounts. Some may even have accounts with several financial institutions. This is where COMMAND can assist you. The COMMAND Account is our premier brokerage account that allows you to consolidate your investments while providing cash management features.

See a list of available features.

The Investor Account
The Investor Account, our basic brokerage account, lets you invest in securities while enjoying the security of money market funds.³

See a list of available features.

For more information, contact your Prudential financial professional.

¹ If you need to sell a CD prior to maturity, you may be able to do so in the secondary market. Pruco Securities' clearing firm maintains a secondary market in CDs and it intends to continue doing so, although it is not obligated to do so. The price you receive in the secondary market may be higher or lower than the price you originally paid for the CD, depending on market conditions. CDs are not appropriate for routine trading. If you purchase a CD, you should generally do so with the intention of holding it until maturity. Generally, CDs should not be withdrawn prior to maturity since penalties will be applied.

² Pruco Securities, LLC provides clients the ability to buy, sell and hold general securities (e.g., stocks, bonds, and ETFs), on an accommodation basis only and only with representatives who meet Pruco Securities' licensing and eligibility requirements. Pruco Securities and its representatives do not make buy, sell, or hold recommendations that involve general securities transactions.

³ Money market funds are a type of mutual fund which is managed in such a way to preserve a stable value of $1.00 per share. There is, of course, no guarantee that the value will not drop below $1.00. Investors should refer to the particular fund's prospectus for additional information. Investors should consider each fund's investment objectives, risks, and charges and expenses carefully before investing. The prospectus contains this and other information about the fund. You should read the prospectus carefully before investing.

Neither Pruco Securities, LLC nor its financial professionals render tax or legal advice. Please consult with your attorney, accountant, and/or tax professional for advice concerning your particular situation.

Securities products and services are offered through Pruco Securities, LLC, 751 Broad Street, Newark, NJ 07102, a Prudential Financial company. Member FINRA, SIPC. Prudential, Prudential Financial and the Rock logo are registered service marks of The Prudential Insurance Company of America, Newark, NJ, and its affiliates.

Pruco Securities, LLC clears its trades through First Clearing, LLC, on a fully disclosed basis. First Clearing, LLC is not a Prudential Financial company.